Wealth manager, independent · Virginia Beach, VA
Jjsa Advisors, LTD.
SEC-registered investment adviser · CRD 116460 · SEC 801-134015
At a glance
Jjsa Advisors, LTD. is an SEC-registered investment adviser based in Virginia Beach, Virginia, with $154 million in regulatory assets under management as of its Form ADV filed March 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 218 individual clients. By Form ADV it is a wealth manager, ranked 6,765th of 8,915 wealth managers and 13,542nd of 17,210 SEC-registered advisers by assets.
Main office 757-473-0004jjsadvisors.comAs filed on Form ADV
- Regulatory AUM
- $154M
- Rank among wealth managers
- #6,765 of 8,915
- Rank among all SEC RIAs
- #13,542 of 17,210
- Rank in Virginia
- #242 of 300
- Individual clients
- 218
- High-net-worth clients
- 46
- Accounts
- 587
- Discretionary
- 0% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Doreen S. RoadmanPresident and Chief Compliance Officer
- Kelly J. KrauseVice President
Custody and brokerage
Broker-dealer
Hybrid RIA
Jjsa Advisors, LTD. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names United Planners Financial Services as the broker-dealer its advisers are registered with.
JJSA’s IARs may also be registered representatives of United Planners' Financial Services of America (United Planners), a full-service securities broker/dealer registered under federal and state securities laws, whose main office is located
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 46 | $97M | 63% |
| Individuals | 172 | $58M | 37% |
Disciplinary disclosures
Jjsa Advisors, LTD. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗jjsadvisors.com ↗
AtlasMembers
The full record on Jjsa Advisors, LTD.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 5,453 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Jjsa Advisors, LTD. manage?
Jjsa Advisors, LTD. reports $154 million in regulatory assets under management across 587 accounts, on its Form ADV filed March 12, 2026.
What kind of firm is Jjsa Advisors, LTD.?
Jjsa Advisors, LTD. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Jjsa Advisors, LTD.’s clients?
By assets, its largest client types are high-net-worth individuals ($97 million, 46 clients); individuals ($58 million, 172 clients).
Does Jjsa Advisors, LTD. have any disciplinary history?
Jjsa Advisors, LTD. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Jjsa Advisors, LTD.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →