Asset manager · New York, NY
Insight Investment
Insight North America LLC · SEC-registered investment adviser · CRD 145995 · SEC 801-69964
At a glance
Insight Investment is an SEC-registered investment adviser based in New York, New York, with $171.1 billion in regulatory assets under management as of its Form ADV filed June 2, 2026. Its largest client group by assets is pension and profit sharing plans, and it reports 1,238 individual clients. By Form ADV it is a asset manager, ranked 84th of 3,218 asset managers and 158th of 17,210 SEC-registered advisers by assets.
Main office 212-527-1800insightinvestment.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $171B
- Rank among asset managers
- #84 of 3,218
- Rank among all SEC RIAs
- #158 of 17,210
- Rank in New York
- #31 of 2,591
- Individual clients
- 1,238
- High-net-worth clients
- 1,238
- Accounts
- 1,879
- Discretionary
- 95% of AUM
- Employees
- 238
- Advisory staff
- 112
- Offices
- 4
Owners and executives on its Form ADV
- Mark R. StancombeManager
- David C. LeducChief Executive Officer
- Vivek NayarGeneral Counsel
- Daniel R. HaffChief Compliance Officer
- James H. ParsonsChief Operating Officer
- Brendan J. MurphyHead of Fixed Income
- Michele M. SaraceniHead of Finance
- Raman SrivastavaManager
- Kimberly A. Mackenzie-PermanMember
Custody and brokerage
Broker-dealer
Hybrid RIA
Insight Investment is a hybrid RIA: 25 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BNY Mellon Asset Management Canada Limited, BNY Mellon Capital Markets, LLC, BNY Mellon Fund Management (luxembourg) S.A., BNY Mellon Investment Management Emea Limited, BNY Mellon Investment Management Hong Kong Limited, BNY Mellon Securities Corporation, BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) S.A., Pershing (channel Islands) Limited, Pershing Advisor Solutions LLC, Pershing LLC, Pershing Limited, Pershing Securities Canada Limited, Pershing Securities International Limited, Pershing Securities Limited, Pershing Securities Singapore Private Limited, The Bank of New York Mellon Securities Company Japan Limited and The Bank of New York Mellon, S.a., Institucion De Banca Multiple.
- BNY Mellon Asset Management Canada Limited
- BNY Mellon Capital Markets, LLC ↗CRD 17454
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- BNY Mellon Fund Management (luxembourg) S.A.
- BNY Mellon Investment Management Emea Limited
- BNY Mellon Investment Management Hong Kong Limited
- BNY Mellon Securities Corporation ↗CRD 231
- BNY Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (dtvm) S.A.
- Pershing (channel Islands) Limited
- Pershing Advisor Solutions LLC ↗CRD 36671
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Pershing LLC ↗CRD 7560
- Pershing Limited
- Pershing Securities Canada Limited
- Pershing Securities International Limited
- Pershing Securities Limited
- Pershing Securities Singapore Private Limited
- The Bank of New York Mellon Securities Company Japan Limited
- The Bank of New York Mellon, S.a., Institucion De Banca Multiple
Its Form ADV brochure (filed March 2026) names BNY Mellon Securities as the broker-dealer its advisers are registered with.
Certain of INA’s sales and Client service employees are registered representatives of its affiliate BNYSC, an SEC registered broker-dealer and a member of FINRA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 138 | $62B | 36% |
| Investment companies | 106 | $29B | 17% |
| Other investment advisers | 7 | $26B | 15% |
| Insurance companies | 170 | $20B | 12% |
| Corporations or other businesses | 176 | $19B | 11% |
| High-net-worth individuals | 1,238 | $5.5B | 3% |
| Pooled investment vehicles | 22 | $3.9B | 2% |
| Sovereign wealth funds and foreign official institutions | – | $2.6B | 1% |
| State or municipal government entities | 11 | $2.3B | 1% |
| Charitable organizations | 8 | $686M | <1% |
| Banking or thrift institutions | – | $328M | <1% |
Disciplinary disclosures
Insight Investment answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗insightinvestment.com ↗
AtlasMembers
The full record on Insight Investment
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 161 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Insight Investment manage?
Insight Investment reports $171.1 billion in regulatory assets under management across 1,879 accounts, 95% of it on a discretionary basis, on its Form ADV filed June 2, 2026.
What kind of firm is Insight Investment?
Insight Investment is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Insight Investment’s clients?
By assets, its largest client types are pension and profit sharing plans ($61.7 billion, 138 clients); investment companies ($29.4 billion, 106 clients); other investment advisers ($26.2 billion, 7 clients).
Does Insight Investment have any disciplinary history?
Insight Investment answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Insight Investment’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →