Wealth manager, independent · Matawan, NJ
Grantvest Financial Group LLC
SEC-registered investment adviser · CRD 310272 · SEC 801-129847
At a glance
Grantvest Financial Group LLC is an SEC-registered investment adviser based in Matawan, New Jersey, with $230 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 620 individual clients. By Form ADV it is a wealth manager, ranked 5,305th of 8,915 wealth managers and 11,525th of 17,210 SEC-registered advisers by assets.
Main office 732-970-6659grantvest.comAs filed on Form ADV
- Regulatory AUM
- $230M
- Rank among wealth managers
- #5,305 of 8,915
- Rank among all SEC RIAs
- #11,525 of 17,210
- Rank in New Jersey
- #260 of 392
- Individual clients
- 620
- High-net-worth clients
- 200
- Accounts
- 1,324
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Anthony J. CaputoMember and CCO
- Gregory GuentherMember
Custody and brokerage
Broker-dealer
Hybrid RIA
Grantvest Financial Group LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Calton Associates as the broker-dealer its advisers are registered with.
Commissionable Securities Sales Representative(s) of our firm are registered representatives of Calton Associates, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 200 | $135M | 59% |
| Individuals | 420 | $82M | 36% |
| Corporations or other businesses | 10 | $12M | 5% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Grantvest Financial Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗grantvest.com ↗
AtlasMembers
The full record on Grantvest Financial Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,228 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Grantvest Financial Group LLC manage?
Grantvest Financial Group LLC reports $230 million in regulatory assets under management across 1,324 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Grantvest Financial Group LLC?
Grantvest Financial Group LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Grantvest Financial Group LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($135 million, 200 clients); individuals ($82 million, 420 clients); corporations or other businesses ($12 million, 10 clients).
Does Grantvest Financial Group LLC have any disciplinary history?
Grantvest Financial Group LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Grantvest Financial Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →