Asset manager · New York, NY
Gotham Asset Management, LLC
SEC-registered investment adviser · CRD 149335 · SEC 801-69960
At a glance
Gotham Asset Management, LLC is an SEC-registered investment adviser based in New York, New York, with $30.0 billion in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 245 individual clients. By Form ADV it is a asset manager, ranked 293rd of 3,218 asset managers and 655th of 17,210 SEC-registered advisers by assets.
Main office 212-319-4100gotham.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $30B
- Rank among asset managers
- #293 of 3,218
- Rank among all SEC RIAs
- #655 of 17,210
- Rank in New York
- #173 of 2,591
- Individual clients
- 245
- High-net-worth clients
- 245
- Accounts
- 292
- Discretionary
- 100% of AUM
- Employees
- 56
- Advisory staff
- 22
- Offices
- 2
Owners and executives on its Form ADV
- Bernard P. SeibertChief Financial Officer
- Joel M. GreenblattManaging Principal/co-Chief Investment Officer
- Robert L. GoldsteinManaging Principal/co-Chief Investment Officer
- Louis N. LaroccaGeneral Counsel & Chief Compliance Officer
Custody and brokerage
3 custodians
- Merrill / Bank of America$6.2B43%
- BNY Pershing$4.5B31%
- Morgan Stanley$3.8B26%
Other RIAs using Merrill / Bank of AmericaOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Gotham Asset Management, LLC is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Foreside Funds Distributors, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Certain of our employees are registered representatives of Foreside Funds Distributors LLC, an unaffiliated third -party broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 245 | $14B | 47% |
| Pooled investment vehicles | 33 | $12B | 39% |
| Investment companies | 11 | $3.7B | 12% |
| Corporations or other businesses | – | $398M | 1% |
| State or municipal government entities | – | $37M | <1% |
Private funds
Gotham Asset Management, LLC reports 27 private funds with $11B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Gotham Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗gotham.com ↗
AtlasMembers
The full record on Gotham Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 373 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Gotham Asset Management, LLC manage?
Gotham Asset Management, LLC reports $30.0 billion in regulatory assets under management across 292 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
What kind of firm is Gotham Asset Management, LLC?
Gotham Asset Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Gotham Asset Management, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($14.1 billion, 245 clients); pooled investment vehicles ($11.9 billion, 33 clients); investment companies ($3.7 billion, 11 clients).
Does Gotham Asset Management, LLC manage private funds?
Yes. It reports 27 private funds with $11.1 billion in gross assets, including hedge funds.
Does Gotham Asset Management, LLC have any disciplinary history?
Gotham Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Gotham Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →