Asset manager · Central, Hong Kong, China
Goldman Sachs Asset Management (hong Kong) Limited
SEC-registered investment adviser · CRD 286066 · SEC 801-111733
At a glance
Goldman Sachs Asset Management (hong Kong) Limited is an SEC-registered investment adviser based in Central, Hong Kong, China, with $21.2 billion in regulatory assets under management as of its Form ADV filed May 22, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 360th of 3,218 asset managers and 837th of 17,210 SEC-registered advisers by assets.
Main office +85229781000am.gs.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $21B
- Rank among asset managers
- #360 of 3,218
- Rank among all SEC RIAs
- #837 of 17,210
- Clients
- 81
- Accounts
- 81
- Discretionary
- 100% of AUM
- Employees
- 96
- Advisory staff
- 53
- Offices
- 1
Owners and executives on its Form ADV
- Alison LauDirector
- Judith L. ShandlingChief Compliance Officer - US Matters
- Sara LeeDirector
- Ruth GaoDirector
Custody and brokerage
3 custodians
- BNP Paribas Trust Services Singapore Limited$6.1B37%
- Citi$5.8B35%
- State Street$4.7B28%
Other RIAs using BNP Paribas Trust Services Singapore LimitedOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Goldman Sachs Asset Management (hong Kong) Limited is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Folio Investments, Inc., Goldman Sachs & Co. LLC, Goldman Sachs (asia) Finance, Goldman Sachs (asia) L.L.C., Goldman Sachs (asia) Securities Limited, Goldman Sachs (china) Securities Company Limited, Goldman Sachs (india) Capital Markets Private Limited, Goldman Sachs (india) Securities Private Limited, Goldman Sachs (singapore) PTE., Goldman Sachs Asset Management (singapore) PTE. LTD., Goldman Sachs Asset Management Australia PTY LTD, Goldman Sachs Asset Management Co., LTD., Goldman Sachs Australia PTY LTD, Goldman Sachs Bank AG, Goldman Sachs Bank Europe SE, Goldman Sachs Beleggersgiro B.V., Goldman Sachs Canada Inc, Goldman Sachs DO Brasil Corretora De Titulos E Valores Mobiliarios S/a, Goldman Sachs Financial Markets PTY LTD, Goldman Sachs Financial Markets, L.P., Goldman Sachs Futures (shenzen) Co., LTD., Goldman Sachs Futures PTE LTD, Goldman Sachs International, Goldman Sachs International Bank, Goldman Sachs Investments (mauritius) I Limited, Goldman Sachs Japan Co., LTD., Goldman Sachs Mexico, Casa De Bolsa, S.A. De C.V., Goldman Sachs New Zealand Limited, Goldman Sachs Paris Inc. ET CIE, Goldman Sachs Saudi Arabia, J. Aron & Company LLC and Mercer Allied Company, L.P..
- Folio Investments, Inc. ↗CRD 48015
- Goldman Sachs & Co. LLC ↗CRD 361
- Goldman Sachs (asia) Finance
- Goldman Sachs (asia) L.L.C.
- Goldman Sachs (asia) Securities Limited
- Goldman Sachs (china) Securities Company Limited
- Goldman Sachs (india) Capital Markets Private Limited
- Goldman Sachs (india) Securities Private Limited
- Goldman Sachs (singapore) PTE.
- Goldman Sachs Asset Management (singapore) PTE. LTD. ↗CRD 286067
- Goldman Sachs Asset Management Australia PTY LTD
- Goldman Sachs Asset Management Co., LTD. ↗CRD 283221
- Goldman Sachs Australia PTY LTD
- Goldman Sachs Bank AG
- Goldman Sachs Bank Europe SE
- Goldman Sachs Beleggersgiro B.V.
- Goldman Sachs Canada Inc
- Goldman Sachs DO Brasil Corretora De Titulos E Valores Mobiliarios S/a
- Goldman Sachs Financial Markets PTY LTD
- Goldman Sachs Financial Markets, L.P. ↗CRD 47340
- Goldman Sachs Futures (shenzen) Co., LTD.
- Goldman Sachs Futures PTE LTD
- Goldman Sachs International
- Goldman Sachs International Bank
- Goldman Sachs Investments (mauritius) I Limited
- Goldman Sachs Japan Co., LTD.
- Goldman Sachs Mexico, Casa De Bolsa, S.A. De C.V.
- Goldman Sachs New Zealand Limited
- Goldman Sachs Paris Inc. ET CIE
- Goldman Sachs Saudi Arabia
- J. Aron & Company LLC
- Mercer Allied Company, L.P. ↗CRD 37404
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 45 | $16B | 75% |
| Pooled investment vehicles | 10 | $2.2B | 10% |
| Corporations or other businesses | 5 | $1.5B | 7% |
| Sovereign wealth funds and foreign official institutions | 1 | $1.3B | 6% |
| Pension and profit sharing plans | 2 | $283M | 1% |
| Charitable organizations | 18 | $54M | <1% |
Disciplinary disclosures
Goldman Sachs Asset Management (hong Kong) Limited answers yes to 35 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗am.gs.com ↗
AtlasMembers
The full record on Goldman Sachs Asset Management (hong Kong) Limited
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 407 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Goldman Sachs Asset Management (hong Kong) Limited manage?
Goldman Sachs Asset Management (hong Kong) Limited reports $21.2 billion in regulatory assets under management across 81 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 22, 2026.
What kind of firm is Goldman Sachs Asset Management (hong Kong) Limited?
Goldman Sachs Asset Management (hong Kong) Limited is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Goldman Sachs Asset Management (hong Kong) Limited’s clients?
By assets, its largest client types are insurance companies ($15.8 billion, 45 clients); pooled investment vehicles ($2.2 billion, 10 clients); corporations or other businesses ($1.5 billion, 5 clients).
Does Goldman Sachs Asset Management (hong Kong) Limited have any disciplinary history?
Goldman Sachs Asset Management (hong Kong) Limited answers yes to 35 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Goldman Sachs Asset Management (hong Kong) Limited’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →