Private fund adviser · New York, NY
Elkwater Capital
Elkwater Capital Management, LLC · SEC-registered investment adviser · CRD 333963 · SEC 801-132998
At a glance
Elkwater Capital is an SEC-registered investment adviser based in New York, New York, with $45 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,591st of 4,686 private fund advisers and 15,957th of 17,210 SEC-registered advisers by assets.
Main office 212-347-7385elkwatercapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $45M
- Rank among private fund advisers
- #4,591 of 4,686
- Rank among all SEC RIAs
- #15,957 of 17,210
- Rank in New York
- #2,379 of 2,591
- Clients
- 4
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Jordan W. BrockPrincipal and CCO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $36M | 81% |
| Other investment advisers | – | $9M | 19% |
Private funds
Elkwater Capital reports 4 private funds with $41M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Elkwater Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗elkwatercapital.com ↗
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The full record on Elkwater Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 288 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Elkwater Capital manage?
Elkwater Capital reports $45 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Elkwater Capital?
Elkwater Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Elkwater Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($36 million, 4 clients); other investment advisers ($9 million).
Does Elkwater Capital manage private funds?
Yes. It reports 4 private funds with $41 million in gross assets, including hedge funds.
Does Elkwater Capital have any disciplinary history?
Elkwater Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Elkwater Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →