Wealth manager, independent · Dublin, OH
Egsi Investment Management
Egsi Investment Management, Inc. · SEC-registered investment adviser · CRD 171488 · SEC 801-136784
At a glance
Egsi Investment Management is an SEC-registered investment adviser based in Dublin, Ohio, with $145 million in regulatory assets under management as of its Form ADV filed July 30, 2026. Its largest client group by assets is individuals, and it reports 246 individual clients. By Form ADV it is a wealth manager, ranked 7,026th of 8,915 wealth managers and 13,867th of 17,210 SEC-registered advisers by assets.
Main office 614-526-4118egsifinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $145M
- Rank among wealth managers
- #7,026 of 8,915
- Rank among all SEC RIAs
- #13,867 of 17,210
- Rank in Ohio
- #346 of 403
- Individual clients
- 246
- High-net-worth clients
- 16
- Accounts
- 798
- Discretionary
- 71% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Edward G. SiddellOwner
- LeAnne SiddellChief Compliance Officer and Operational Manager
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 230 | $67M | 46% |
| Pension and profit sharing plans | 29 | $43M | 29% |
| High-net-worth individuals | 16 | $35M | 24% |
| Charitable organizations | 2 | $0M | <1% |
| State or municipal government entities | 1 | $0M | <1% |
Disciplinary disclosures
Egsi Investment Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗egsifinancial.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 5,295 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Egsi Investment Management manage?
Egsi Investment Management reports $145 million in regulatory assets under management across 798 accounts, 71% of it on a discretionary basis, on its Form ADV filed July 30, 2026.
What kind of firm is Egsi Investment Management?
Egsi Investment Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Egsi Investment Management’s clients?
By assets, its largest client types are individuals ($67 million, 230 clients); pension and profit sharing plans ($43 million, 29 clients); high-net-worth individuals ($35 million, 16 clients).
Does Egsi Investment Management have any disciplinary history?
Egsi Investment Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Egsi Investment Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →