Wealth manager, independent · Dublin, OH
COX & Cook Wealth Advisors
COX Financial Group Inc · SEC-registered investment adviser · CRD 173691 · SEC 801-135926
At a glance
COX & Cook Wealth Advisors is an SEC-registered investment adviser based in Dublin, Ohio, with $120 million in regulatory assets under management as of its Form ADV filed May 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 223 individual clients. By Form ADV it is a wealth manager, ranked 7,727th of 8,915 wealth managers and 14,745th of 17,210 SEC-registered advisers by assets.
Main office 614-764-2366plans2retire.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $120M
- Rank among wealth managers
- #7,727 of 8,915
- Rank among all SEC RIAs
- #14,745 of 17,210
- Rank in Ohio
- #369 of 403
- Individual clients
- 223
- High-net-worth clients
- 63
- Accounts
- 563
- Discretionary
- 91% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 2
Owners and executives on its Form ADV
- Cory B. CookPresident & CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
COX & Cook Wealth Advisors is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
sentative Cory Benton Cook is a registered representative of a broker -dealer (Purshe Kaplan Sterling Investments) and an insurance agent and in these roles, accepts compensation for the sale of securities and other products to Cox & Cook
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 63 | $81M | 68% |
| Individuals | 160 | $39M | 32% |
Disciplinary disclosures
COX & Cook Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗plans2retire.com ↗
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The full record on COX & Cook Wealth Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 4,767 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does COX & Cook Wealth Advisors manage?
COX & Cook Wealth Advisors reports $120 million in regulatory assets under management across 563 accounts, 91% of it on a discretionary basis, on its Form ADV filed May 27, 2026.
What kind of firm is COX & Cook Wealth Advisors?
COX & Cook Wealth Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are COX & Cook Wealth Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($81 million, 63 clients); individuals ($39 million, 160 clients).
Does COX & Cook Wealth Advisors have any disciplinary history?
COX & Cook Wealth Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is COX & Cook Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →