Asset manager · Montgomery, OH
Constellation Investments, Inc.
SEC-registered investment adviser · CRD 107528 · SEC 801-51396
At a glance
Constellation Investments, Inc. is an SEC-registered investment adviser based in Montgomery, Ohio, with $31.5 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 283rd of 3,218 asset managers and 628th of 17,210 SEC-registered advisers by assets.
Main office 513-794-6100constellationinsurance.comAs filed on Form ADV
- Regulatory AUM
- $31B
- Rank among asset managers
- #283 of 3,218
- Rank among all SEC RIAs
- #628 of 17,210
- Rank in Ohio
- #7 of 403
- Clients
- 14
- Accounts
- 15
- Discretionary
- 100% of AUM
- Employees
- 45
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Sachin JainDirector, President
- Megan K MeyerGeneral Counsel
- Jonathan M. EgolDirector,
- Marc A. BrugerDirector
- Charles H. JonesChief Compliance Officer
- Brijendra S. GrewalTreasurer
Custody and brokerage
Broker-dealer
Hybrid RIA
Constellation Investments, Inc. is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Augustar Distributors, Inc. and The O.N. Equity Sales Company.
- Augustar Distributors, Inc. ↗CRD 41081
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
- The O.N. Equity Sales Company ↗CRD 2936
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | – | $14B | 46% |
| Investment companies | 1 | $12B | 39% |
| Corporations or other businesses | 9 | $4.3B | 14% |
| Pooled investment vehicles | 4 | $494M | 2% |
Private funds
Constellation Investments, Inc. reports 4 private funds with $473M in gross assets: securitized asset funds (Form ADV Item 7.B).
Disciplinary disclosures
Constellation Investments, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗constellationinsurance.com ↗
AtlasMembers
The full record on Constellation Investments, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 363 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
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Background
Questions
How much does Constellation Investments, Inc. manage?
Constellation Investments, Inc. reports $31.5 billion in regulatory assets under management across 15 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Constellation Investments, Inc.?
Constellation Investments, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Constellation Investments, Inc.’s clients?
By assets, its largest client types are insurance companies ($14.4 billion); investment companies ($12.3 billion, 1 clients); corporations or other businesses ($4.3 billion, 9 clients).
Does Constellation Investments, Inc. manage private funds?
Yes. It reports 4 private funds with $473 million in gross assets, including securitized asset funds.
Does Constellation Investments, Inc. have any disciplinary history?
Constellation Investments, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Constellation Investments, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →