Wealth manager, independent · Lynnwood, WA
Comprehensive Wealth Management
Comprehensive Wealth Management, LLC · SEC-registered investment adviser · CRD 116958 · SEC 801-69045
At a glance
Comprehensive Wealth Management is an SEC-registered investment adviser based in Lynnwood, Washington, with $338 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 378 individual clients. By Form ADV it is a wealth manager, ranked 4,008th of 8,915 wealth managers and 9,572nd of 17,210 SEC-registered advisers by assets.
Main office 425-778-6160comprehensivewealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $338M
- Rank among wealth managers
- #4,008 of 8,915
- Rank among all SEC RIAs
- #9,572 of 17,210
- Rank in Washington
- #136 of 271
- Individual clients
- 378
- High-net-worth clients
- 108
- Accounts
- 1,700
- Discretionary
- 95% of AUM
- Employees
- 11
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Brian J. LockettVice President
- Shilo M. LockettPresident
- Morgan L. ArfordChief Investment Officer
- Christina A YbarraChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 108 | $244M | 72% |
| Individuals | 270 | $90M | 27% |
| Corporations or other businesses | 5 | $2M | <1% |
| Pension and profit sharing plans | 6 | $2M | <1% |
Disciplinary disclosures
Comprehensive Wealth Management answers yes to 6 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗comprehensivewealth.com ↗
AtlasMembers
The full record on Comprehensive Wealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,402 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Comprehensive Wealth Management manage?
Comprehensive Wealth Management reports $338 million in regulatory assets under management across 1,700 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Comprehensive Wealth Management?
Comprehensive Wealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Comprehensive Wealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($244 million, 108 clients); individuals ($90 million, 270 clients); corporations or other businesses ($2 million, 5 clients).
Does Comprehensive Wealth Management have any disciplinary history?
Comprehensive Wealth Management answers yes to 6 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Comprehensive Wealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →