Wealth manager, independent · LOS Gatos, CA
Comprehensive Financial Management LLC
SEC-registered investment adviser · CRD 159641 · SEC 801-73689
At a glance
Comprehensive Financial Management LLC is an SEC-registered investment adviser based in LOS Gatos, California, with $19B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 13 individual clients, 13 of them high-net-worth, holding an average of about $1.3B each, and 38 employees. That ranks it 52nd among the nation’s 5,657 independent wealth management RIAs and 9th of 714 in California. It reports Northern Trust as the custodian for its clients’ separately managed accounts.
Main office 408-358-3316As filed on Form ADV
- Regulatory AUM
- $19B
- Rank among independent wealth managers
- #52 of 5,657
- Rank among all SEC RIAs
- #916 of 17,210
- Rank in California
- #9 of 714
- Individual clients
- 13
- High-net-worth clients
- 13
- Accounts
- 30
- Discretionary
- 100% of AUM
- Employees
- 38
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- Michael G. MohrMember
- Gregory R. HardesterManager & Member
- Jeffrey R. AlvordManager & Member
- Jeffrey C. MohrSpecial Member
- Nicholas R. BrownChief Compliance Officer
- Jeanne R. MowreyManaging Director & Manager
Custody and brokerage
Broker-dealer
No broker-dealer ties
Comprehensive Financial Management LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 13 | $17B | 93% |
| Other | 5 | $926M | 5% |
| Charitable organizations | 12 | $375M | 2% |
Disciplinary disclosures
Comprehensive Financial Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
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The full record on Comprehensive Financial Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 235 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Jordan Park Group LLCSAN Francisco | $23B | 163 |
| SeiaLOS Angeles | $23B | 9,520 |
| Baker Street Advisors, LLCSAN Francisco | $21B | 504 |
| Aspiriant, LLCLOS Angeles | $18B | 2,310 |
| Mission Wealth Management, LPSanta Barbara | $17B | 5,299 |
| Alphacore Capital LLCLa Jolla | $13B | 3,985 |
Compare Comprehensive Financial Management LLC with
- Comprehensive Financial Management LLC vs Choreo, LLC $19B · Rockford, IL
- Comprehensive Financial Management LLC vs Brighton Jones LLC $19B · Seattle, WA
- Comprehensive Financial Management LLC vs Aspiriant, LLC $18B · LOS Angeles, CA
- Comprehensive Financial Management LLC vs WE Family Offices $18B · Coral Gables, FL
Background
Questions
How much does Comprehensive Financial Management LLC manage?
Comprehensive Financial Management LLC reports $19B in regulatory assets under management across 30 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Comprehensive Financial Management LLC have?
It reports 13 individual clients: 13 high-net-worth individuals and 0 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Comprehensive Financial Management LLC headquartered?
Its main office is in LOS Gatos, California. It reports 1 office in total and 38 employees, 15 of whom perform investment advisory functions.
How does Comprehensive Financial Management LLC charge clients?
On Form ADV it lists these forms of compensation: hourly charges; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Comprehensive Financial Management LLC use?
It reports Northern Trust as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Northern Trust ($6.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Comprehensive Financial Management LLC a hybrid RIA with a broker-dealer?
Comprehensive Financial Management LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Comprehensive Financial Management LLC a fiduciary?
As an SEC-registered investment adviser, Comprehensive Financial Management LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Comprehensive Financial Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →