Private fund adviser
Carlo Capital
Carlo Capital LLC · SEC-registered investment adviser · CRD 331801 · SEC 801-137192
At a glance
Carlo Capital is an SEC-registered investment adviser based in United States, with $100 million in regulatory assets under management as of its Form ADV filed September 7, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,474th of 4,686 private fund advisers and 15,414th of 17,210 SEC-registered advisers by assets.
- Regulatory AUM
- $100M
- Rank among private fund advisers
- #4,474 of 4,686
- Rank among all SEC RIAs
- #15,414 of 17,210
- Clients
- 2
- Accounts
- 2
- Discretionary
- 0% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Francisco Carrillo GonzalezMember, Founder & CCO
Custody and brokerage
Custodian
Carlo Capital’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $100M | 100% |
Private funds
Carlo Capital reports 2 private funds with $119M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Carlo Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Carlo Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
- Locked
- Growth over one, three and five years
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- Rank against 1,025 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Carlo Capital manage?
Carlo Capital reports $100 million in regulatory assets under management across 2 accounts, on its Form ADV filed September 7, 2026.
What kind of firm is Carlo Capital?
Carlo Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Carlo Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($100 million, 2 clients).
Does Carlo Capital manage private funds?
Yes. It reports 2 private funds with $119 million in gross assets, including hedge funds.
Does Carlo Capital have any disciplinary history?
Carlo Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Carlo Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-07), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →