Asset manager · New York, NY
Brookfield Public Securities Group LLC
SEC-registered investment adviser · CRD 110497 · SEC 801-34605
At a glance
Brookfield Public Securities Group LLC is an SEC-registered investment adviser based in New York, New York, with $66.5 billion in regulatory assets under management as of its Form ADV filed September 2, 2026. Its largest client group by assets is insurance companies, and it reports 351 individual clients. By Form ADV it is a asset manager, ranked 178th of 3,218 asset managers and 364th of 17,210 SEC-registered advisers by assets.
Main office 212-417-7000publicsecurities.brookfield.comAs filed on Form ADV
- Regulatory AUM
- $66B
- Rank among asset managers
- #178 of 3,218
- Rank among all SEC RIAs
- #364 of 17,210
- Rank in New York
- #95 of 2,591
- Individual clients
- 351
- High-net-worth clients
- 7
- Accounts
- 92
- Discretionary
- 100% of AUM
- Employees
- 90
- Advisory staff
- 41
- Offices
- 4
Owners and executives on its Form ADV
- Brian F. HurleyCorporate Secretary
- Elizabeth A. NelsonManaging Director and General Counsel
- Jay K. GhiyaPresident
- Rodney P. VencatachellumChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Brookfield Public Securities Group LLC is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Brookfield Private Advisors LLC, Brookfield Private Wealth LLC, Sera Global Securities Canada LP, Sera Global Securities UK LP and Sera Global Securities US LLC.
- Brookfield Private Advisors LLC ↗CRD 151423
- Brookfield Private Wealth LLC ↗CRD 313390
- Sera Global Securities Canada LP
- Sera Global Securities UK LP
- Sera Global Securities US LLC ↗CRD 283339
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Insurance companies | 28 | $46B | 68% |
| Pooled investment vehicles | 23 | $14B | 22% |
| Investment companies | 8 | $3.1B | 5% |
| Corporations or other businesses | 8 | $842M | 1% |
| State or municipal government entities | – | $659M | <1% |
| Sovereign wealth funds and foreign official institutions | – | $605M | <1% |
| Pension and profit sharing plans | 5 | $601M | <1% |
| High-net-worth individuals | 7 | $431M | <1% |
| Individuals | 344 | $180M | <1% |
| Other | 5 | $178M | <1% |
| Charitable organizations | – | $41M | <1% |
Private funds
Brookfield Public Securities Group LLC reports 3 private funds with $943M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Brookfield Public Securities Group LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗publicsecurities.brookfield.com ↗
AtlasMembers
The full record on Brookfield Public Securities Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 277 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Brookfield Public Securities Group LLC manage?
Brookfield Public Securities Group LLC reports $66.5 billion in regulatory assets under management across 92 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 2, 2026.
What kind of firm is Brookfield Public Securities Group LLC?
Brookfield Public Securities Group LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Brookfield Public Securities Group LLC’s clients?
By assets, its largest client types are insurance companies ($45.5 billion, 28 clients); pooled investment vehicles ($14.3 billion, 23 clients); investment companies ($3.1 billion, 8 clients).
Does Brookfield Public Securities Group LLC manage private funds?
Yes. It reports 3 private funds with $943 million in gross assets, including other private funds.
Does Brookfield Public Securities Group LLC have any disciplinary history?
Brookfield Public Securities Group LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Brookfield Public Securities Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →