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Asset manager · New York, NY

BAM Credit and Insurance Solutions Advisor LLC

SEC-registered investment adviser · CRD 312792 · SEC 801-120634

At a glance

BAM Credit and Insurance Solutions Advisor LLC is an SEC-registered investment adviser based in New York, New York, with $107.3 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is insurance companies. By Form ADV it is a asset manager, ranked 129th of 3,218 asset managers and 247th of 17,210 SEC-registered advisers by assets.

Main office 212-417-7000brookfield.comAs filed on Form ADV

Regulatory AUM
$107B
Rank among asset managers
#129 of 3,218
Rank among all SEC RIAs
#247 of 17,210
Rank in New York
#58 of 2,591
Clients
32
Accounts
32
Discretionary
0% of AUM
Employees
1,421
Advisory staff
1,421
Offices
37

Owners and executives on its Form ADV

  • Bruce J. FlattChief Executive Officer for Brookfield Corporation
  • Ronald Fisher-DaynManaging Partner and Chief Compliance Officer
  • Lori PearsonManaging Partner and Vice Chair of Brookfield Corporation
  • Nicholas H. GoodmanManaging Partner, President and Chief Financial Officer of Brookfield Corporation
  • Justin BeberManaging Partner, Chief Operating Officer and General Counsel of Brookfield Asset Management LTD.
  • Hadley Peer MarshallManaging Partner and Chief Financial Officer of Brookfield Asset Management LTD.
  • CRAIG W. NOBLEManaging Partner and Chief Executive Officer, Credit
  • Connor TeskeyChief Executive Officer of Brookfield Asset Management LTD

Custody and brokerage

2 custodians

  1. J.P. Morgan$58B61%
  2. BNY$37B39%

Other RIAs using J.P. MorganOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

BAM Credit and Insurance Solutions Advisor LLC is a hybrid RIA: 84 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Brookfield Advisors (hong Kong) Limited, Brookfield Australia Funds Management Limited, Brookfield Capital Management Limited, Brookfield Capital Securities Limited, Brookfield Funds Management Limited, Brookfield Private Advisors LLC, Brookfield Private Capital (UK) Limited, Brookfield Private Wealth LLC and Brookfield Securities LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Insurance companies27$104B97%
Banking or thrift institutions1$1.1B1%
Corporations or other businesses3$1.1B1%
Pooled investment vehicles1$845M<1%

Private funds

BAM Credit and Insurance Solutions Advisor LLC reports 1 private funds with $845M in gross assets: securitized asset funds (Form ADV Item 7.B).

Disciplinary disclosures

BAM Credit and Insurance Solutions Advisor LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for businesses and institutions
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗brookfield.com ↗

AtlasMembers

The full record on BAM Credit and Insurance Solutions Advisor LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 4 years of filings
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Growth over one, three and five years
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Rank against 210 peers of its type and size
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Owners and executives, with titles and stakes
8 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does BAM Credit and Insurance Solutions Advisor LLC manage?

BAM Credit and Insurance Solutions Advisor LLC reports $107.3 billion in regulatory assets under management across 32 accounts, 0% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is BAM Credit and Insurance Solutions Advisor LLC?

BAM Credit and Insurance Solutions Advisor LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.

Who are BAM Credit and Insurance Solutions Advisor LLC’s clients?

By assets, its largest client types are insurance companies ($104.2 billion, 27 clients); banking or thrift institutions ($1.1 billion, 1 clients); corporations or other businesses ($1.1 billion, 3 clients).

Does BAM Credit and Insurance Solutions Advisor LLC manage private funds?

Yes. It reports 1 private funds with $845 million in gross assets, including securitized asset funds.

Does BAM Credit and Insurance Solutions Advisor LLC have any disciplinary history?

BAM Credit and Insurance Solutions Advisor LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is BAM Credit and Insurance Solutions Advisor LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →