Wealth manager, independent · Narberth, PA
Auerbach Investment Services, LLC
SEC-registered investment adviser · CRD 290041 · SEC 801-135554
At a glance
Auerbach Investment Services, LLC is an SEC-registered investment adviser based in Narberth, Pennsylvania, with $150 million in regulatory assets under management as of its Form ADV filed May 15, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 51 individual clients. By Form ADV it is a wealth manager, ranked 6,877th of 8,915 wealth managers and 13,676th of 17,210 SEC-registered advisers by assets.
Main office 610-529-3000auerbachinvestment.comAs filed on Form ADV
- Regulatory AUM
- $150M
- Rank among wealth managers
- #6,877 of 8,915
- Rank among all SEC RIAs
- #13,676 of 17,210
- Rank in Pennsylvania
- #486 of 564
- Individual clients
- 51
- High-net-worth clients
- 34
- Accounts
- 112
- Discretionary
- 97% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Kevin M. AuerbachPresident and CCO
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 34 | $119M | 79% |
| Corporations or other businesses | 9 | $20M | 13% |
| Individuals | 17 | $6M | 4% |
| Pension and profit sharing plans | – | $4M | 2% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Auerbach Investment Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗auerbachinvestment.com ↗
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The full record on Auerbach Investment Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
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- Growth over one, three and five years
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- Rank against 5,384 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Auerbach Investment Services, LLC manage?
Auerbach Investment Services, LLC reports $150 million in regulatory assets under management across 112 accounts, 97% of it on a discretionary basis, on its Form ADV filed May 15, 2026.
What kind of firm is Auerbach Investment Services, LLC?
Auerbach Investment Services, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Auerbach Investment Services, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($119 million, 34 clients); corporations or other businesses ($20 million, 9 clients); individuals ($6 million, 17 clients).
Does Auerbach Investment Services, LLC have any disciplinary history?
Auerbach Investment Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Auerbach Investment Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →