Wealth manager, independent · Tulsa, OK
Allegiant Wealth Advisors, LLC
SEC-registered investment adviser · CRD 330239 · SEC 801-130800
At a glance
Allegiant Wealth Advisors, LLC is an SEC-registered investment adviser based in Tulsa, Oklahoma, with $1.2B in regulatory assets under management as of its Form ADV filed March 16, 2026. It reports 34 individual clients, 34 of them high-net-worth, holding an average of about $28 million each, and 3 employees. That ranks it 937th among the nation’s 5,657 independent wealth management RIAs and 3rd of 46 in Oklahoma. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 918-623-4500allegiantwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #937 of 5,657
- Rank among all SEC RIAs
- #4,914 of 17,210
- Rank in Oklahoma
- #3 of 46
- Individual clients
- 34
- High-net-worth clients
- 34
- Accounts
- 104
- Discretionary
- 10% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- James F. ArensFounder & CEO / Chief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Allegiant Wealth Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 34 | $959M | 82% |
| Charitable organizations | – | $170M | 15% |
| Corporations or other businesses | – | $39M | 3% |
| Individuals | – | $0M | <1% |
Disciplinary disclosures
Allegiant Wealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗allegiantwealth.com ↗
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The full record on Allegiant Wealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 3,127 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Oklahoma
All of Oklahoma →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Retirement Investment Advisors IncOklahoma City | $1.5B | 1,399 |
| Gibraltar Capital Management, Inc.Tulsa | $1.3B | 505 |
Background
Questions
How much does Allegiant Wealth Advisors, LLC manage?
Allegiant Wealth Advisors, LLC reports $1.2B in regulatory assets under management across 104 accounts, 10% of it on a discretionary basis, on its Form ADV filed March 16, 2026.
How many clients does Allegiant Wealth Advisors, LLC have?
It reports 34 individual clients: 34 high-net-worth individuals and 0 other individuals. Individuals account for about 82% of its regulatory assets.
Where is Allegiant Wealth Advisors, LLC headquartered?
Its main office is in Tulsa, Oklahoma. It reports 1 office in total and 3 employees, 2 of whom perform investment advisory functions.
How does Allegiant Wealth Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Allegiant Wealth Advisors, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 16, 2026, it reports these amounts held: Fidelity ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Allegiant Wealth Advisors, LLC a hybrid RIA with a broker-dealer?
Allegiant Wealth Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Allegiant Wealth Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Allegiant Wealth Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Allegiant Wealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →