Wealth manager, independent · Denver, CO
7two
Seventwo LLC · SEC-registered investment adviser · CRD 328900 · SEC 801-129353
At a glance
7two is an SEC-registered investment adviser based in Denver, Colorado, with $230 million in regulatory assets under management as of its Form ADV filed June 12, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 54 individual clients. By Form ADV it is a wealth manager, ranked 5,297th of 8,915 wealth managers and 11,515th of 17,210 SEC-registered advisers by assets.
Main office 720-477-72747two.coAs filed on Form ADV
- Regulatory AUM
- $230M
- Rank among wealth managers
- #5,297 of 8,915
- Rank among all SEC RIAs
- #11,515 of 17,210
- Rank in Colorado
- #221 of 359
- Individual clients
- 54
- High-net-worth clients
- 42
- Accounts
- 171
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 5
Owners and executives on its Form ADV
- Andrew N. MackenManaging Partner
- Nicholas J. RotelloManaging Partner
- Ryan P. RitchieManaging Partner
- Vicki M. DenhofferChief Operating Officer and Chief Compliance Officer
- Marc S. BathgateManaging Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
7two is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 42 | $170M | 74% |
| Pooled investment vehicles | 3 | $60M | 26% |
| Individuals | 12 | $1M | <1% |
Private funds
7two reports 3 private funds with $60M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
7two reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗7two.co ↗
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The full record on 7two
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,232 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does 7two manage?
7two reports $230 million in regulatory assets under management across 171 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
What kind of firm is 7two?
7two is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are 7two’s clients?
By assets, its largest client types are high-net-worth individuals ($170 million, 42 clients); pooled investment vehicles ($60 million, 3 clients); individuals ($1 million, 12 clients).
Does 7two manage private funds?
Yes. It reports 3 private funds with $60 million in gross assets, including other private funds.
Does 7two have any disciplinary history?
7two reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 7two’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →