Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
4194 Pershing 100%
+00% $1.5B 4201 Schwab 100%
+00% $1.5B 4203 Raymond James 100%
+00% $1.5B 4204 Fidelity Distributors Company 79%
+00% $1.5B 4205 LPL Financial 88%
+00% $1.5B 4208 Raymond James 100%
+00% $1.5B 4210 Fidelity 61% Schwab 39%
+00% $1.5B 4212 Schwab 100%
+00% $1.5B 4218 Delta Asset Management, LLC Memphis, TN · 556 clients Affiliated broker-dealer Hightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan Schwab 100%
+00% $1.5B 4219 Schwab 81%
+00% $1.5B 4222 Schwab 64% Fidelity 36%
+00% $1.5B 4223 Schwab 100%
+00% $1.5B 4226 Townsend Westminster, CO · 1,514 clients Hybrid Fidelity 100%
+00% $1.5B 4228 Robinhood Asset Management Menlo Park, CA · 252,664 clients Public-company owned Hybrid Robinhood Financial, LLC, Robinhood Securities, LLC, clears through Robinhood, Wells Fargo Clearing Services No custodian reported
+00% $1.5B 4229 Schwab 100%
+00% $1.5B 4232 Fidelity 100%
+00% $1.5B 4234 Pershing 100%
+00% $1.5B 4235 Schwab 51% Fidelity 49%
+00% $1.5B 4236 Schwab 100%
+00% $1.5B 4237 Fidelity 100%
+00% $1.5B 4238 Schwab 74% Fidelity 26%
+00% $1.5B 4240 Alden Capital Wayne, PA · 2,552 clients Hybrid J. Alden Associates, Inc. Schwab 98%
+00% $1.5B 4243 Schwab 100%
+00% $1.5B 4247 Schwab 69% Morgan Stanley 31%
+00% $1.5B 4256 Schwab 100%
+00% $1.5B 4257 Fidelity 100%
+00% $1.5B 4258 Fidelity Distributors Company 100%
+00% $1.5B 4259 Nuvama Custodial Services Limited 100%
+00% $1.5B 4260 Schwab 100%
+00% $1.5B 4262 Schwab 100%
+00% $1.5B 4266 Schwab 100%
+00% $1.5B 4269 No custodian reported
+00% $1.5B 4270 Schwab 100%
+00% $1.5B 4274 Schwab 100%
+00% $1.5B 4275 Fidelity 100%
+00% $1.5B 4277 SEI 100%
+00% $1.5B 4279 Pershing 100%
+00% $1.5B 4282 Fidelity 91%
+00% $1.5B 4285 Schwab 100%
+00% $1.5B 4288 Schwab 100%
+00% $1.5B Previous 40 Page 26 of 223 Next 40