Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
15274 Schwab 100%
+00% $105M 15275 Schwab 100%
+00% $105M 15276 Wells Fargo 100%
+00% $105M 15277 Schwab 100%
+00% $105M 15278 Goldman Sachs 84%
+00% $105M 15279 Schwab 100%
+00% $105M 15280 Matrix Trust 58% Fidelity 31%
+00% $105M 15281 Schwab 100%
+00% $105M 15282 No custodian reported
+00% $105M 15283 Schwab 100%
+00% $105M 15284 Schwab 100%
+00% $105M 15285 Opulus Doylestown, PA · 185 clients Schwab 100%
+00% $105M 15286 Schwab 100%
+00% $105M 15287 Schwab 100%
+00% $105M 15288 Fidelity 100%
+00% $105M 15289 Altruist 100%
+00% $105M 15290 Citi 51% Pictet 33%
+00% $105M 15292 Schwab 100%
+00% $105M 15293 Schwab 100%
+00% $105M 15294 Schwab 100%
+00% $105M 15295 No custodian reported
+00% $105M 15296 Swissquote 100%
+00% $105M 15297 Schwab 87%
+00% $104M 15299 Altruist 100%
+00% $104M 15300 No custodian reported
+00% $104M 15301 Goldman Sachs 100%
+00% $104M 15302 Pershing 100%
+00% $104M 15303 Schwab 100%
+00% $104M 15305 Schwab 100%
+00% $104M 15306 No custodian reported
+00% $104M 15308 Fidelity 100%
+00% $104M 15311 Axos 100%
+00% $104M 15314 J.P. Morgan 37% Morgan Stanley 32% Merrill / Bank of America 32%
+00% $104M 15315 Schwab 100%
+00% $104M 15318 Fidelity 100%
+00% $104M 15319 Altruist 100%
+00% $104M 15320 Pershing 36% Banco Santander International 32% Credit Suisse Bank 32%
+00% $104M 15322 Schwab 100%
+00% $104M 15323 LPL Financial 100%
+00% $104M 15324 Schwab 100%
+00% $103M Previous 40 Page 205 of 223 Next 40