Filters Ownership Independent · 7,789 Wrap-program sponsor · 907 Bank-affiliated · 158 Public-company owned · 61
Size $1B+ $100M–$1B Under $100M
Custodian Custodian Any custodian Charles Schwab (5,741) Fidelity (1,962) BNY Pershing (436) LPL Financial (352) Raymond James (283) Interactive Brokers (241) Altruist (180) SEI (160) Fidelity Distributors Company (134) J.P. Morgan (111) Wells Fargo (104) Morgan Stanley (103) Goldman Sachs (91) RBC (82) Axos (81) UBS (70) Merrill / Bank of America (66) BNY (55) Northern Trust (43) Apex Fintech (39) Vanguard (39) U.S. Bank (35) Capital Client Group (33) Tiaa-Cref Individual & Institutional Services (31) TradePMR / Robinhood (28) Citi (27) Assetmark Brokerage (26) Betterment (22) Alpaca Securities (19) Assetmark Trust (19) Matrix Trust (16) State Street (15) Ascensus Broker Dealer Services (14) Nationwide Securities (14) American Funds (12) Assetmark (12) Nationwide Investment Services (12) Stonex Financial (12) Ascensus Trust (10) Fiduciary Trust (10) Bank Vontobel AG (9) Banque Pictet & CIE SA (9) Fifth Third Bank (9) Stifel, Nicolaus & Company, Incorporated (9) Hilltop Securities (8) Principal Securities (8) Empower Financial Services (7) National Bank Independent Network (7) American Trust Custody (6) Drivewealth (6) Equity Trust (6) First Clearing (6) John Hancock Distributors (6) MID Atlantic Trust (6) Pictet (6) Reliance Trust (6) U.S. Bancorp Investments (6) ADP (5) Capital Bank and Trust (5) E*Trade (5) Fiduciary Trust Company International (5) Fifth Third Securities (5) Inspira Financial (5) National Advisors Trust (5) PNC Bank (5) PNC Wealth Management (5) Rl360 (5) TIAA (5) ADP Broker-Dealer (4) Banco Santander (4) Bank Julius Baer & Co LTD (4) Broadridge Business Process Outsourcing (4) Comerica Bank (4) Dunham (4) Empower (4) Empower Trust Company (4) Equitable (4) Jackson National Life Distributors (4) Robert W. Baird & Co. Incorporated (4) Voya Financial Partners (4) One More than one None reported
Broker-dealer Hybrid Affiliated No ties
Their broker-dealer clears through Their broker-dealer clears through… Pershing (45) National Financial Services (Fidelity) (37) RBC Capital Markets (12) Apex Clearing (8) J.P. Morgan (7) Wells Fargo Clearing Services (7) Axos Clearing (6) Interactive Brokers (6) Hilltop Securities (5) Wedbush (5) BofA Securities (3) Raymond James (3) Stifel (3) LPL Financial (2) Vision Financial Markets (2) Charles Schwab (1) Robinhood (1) StoneX (1) Velocity Clearing (1) State State Every state Alabama (59) Alaska (4) Argentina (2) Arizona (161) Arkansas (42) Australia (1) Bermuda (1) Bolivia (1) Brazil (4) California (985) Canada (51) China (2) Colorado (226) Connecticut (144) Delaware (21) District of Columbia (10) Florida (537) Georgia (222) Germany (1) Guam (1) Hawaii (12) Hong Kong (4) Idaho (40) Illinois (316) India (7) Indiana (115) Iowa (71) Israel (4) Italy (1) Kansas (92) Kentucky (66) Louisiana (61) Maine (28) Malaysia (1) Maryland (136) Massachusetts (280) Mexico (4) Michigan (238) Minnesota (178) Mississippi (29) Missouri (130) Monaco (1) Montana (17) Nebraska (54) Nevada (48) New Hampshire (62) New Jersey (227) New Mexico (18) New York (673) North Carolina (196) North Dakota (8) Ohio (300) Oklahoma (66) Oregon (121) Pennsylvania (352) PR (7) Rhode Island (37) Romania (1) Singapore (3) South Carolina (87) South Dakota (10) Spain (1) Switzerland (38) Taiwan, Republic of China (1) Tennessee (144) Texas (554) Turkey (1) United Arab Emirates (2) United Kingdom (28) Utah (99) Vermont (28) Virginia (198) Washington (197) West Virginia (8) Wisconsin (136) Wyoming (15) SEC-registered firms that manage at least half their assets for individuals and high-net-worth individuals. Bank-affiliated: a related bank or thrift (Form ADV Item 7.A). Public-company owned: controlled by a public reporting company (Item 10).
Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas
15226 Pershing 82%
+00% $107M 15227 SEI 100%
+00% $107M 15228 Stonex International Advisors Inc Miami, FL · 77 clients Public-company owned Hybrid Stonex Financial Inc., Stonex International Securities Inc., clears through Pershing, BofA Securities Pershing 87%
+00% $107M 15229 Altruist 100%
+00% $107M 15230 Schwab 100%
+00% $107M 15232 Schwab 100%
+00% $107M 15234 Assetmark Brokerage 93%
+00% $106M 15235 LPL Financial 100%
+00% $106M 15236 Schwab 100%
+00% $106M 15237 Schwab 100%
+00% $106M 15238 Schwab 100%
+00% $106M 15241 Raymond James 100%
+00% $106M 15242 Schwab 100%
+00% $106M 15244 UBS 100%
+00% $106M 15245 Raymond James 58% Scotia Private Client Group 42%
+00% $106M 15246 Schwab 100%
+00% $106M 15247 Schwab 100%
+00% $106M 15248 Schwab 100%
+00% $106M 15250 Schwab 70%
+00% $106M 15251 Schwab 100%
+00% $106M 15252 Fidelity 82%
+00% $106M 15253 Vanguard 100%
+00% $106M 15254 Schwab 63% SEI 37%
+00% $106M 15255 Schwab 88%
+00% $106M 15257 Schwab 100%
+00% $106M 15258 Schwab 100%
+00% $106M 15259 Fidelity 100%
+00% $106M 15260 Schwab 100%
+00% $106M 15261 U.S. Bank 100%
+00% $105M 15262 Schwab 100%
+00% $105M 15264 Goldman Sachs 67% Citi 33%
+00% $105M 15265 Schwab 100%
+00% $105M 15266 Altruist 100%
+00% $105M 15267 Schwab 100%
+00% $105M 15268 Fidelity 100%
+00% $105M 15269 No custodian reported
+00% $105M 15270 LPL Financial 100%
+00% $105M 15271 Interactive Brokers 100%
+00% $105M 15272 Schwab 100%
+00% $105M 15273 Schwab 100%
+00% $105M Previous 40 Page 204 of 223 Next 40