Investment adviser representative · Zurich Awes Financial Management, LLC
Zurich T. Awes
CRD 2315253 · Christiansted, VI
At a glance
Zurich T. Awes is an investment adviser representative with Zurich Awes Financial Management, LLC in Christiansted, VI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Zurich’s SEC record dates to 2014, about 11 years ago. Designations on file: Certified Financial Planner.
Current advisory firm
- Zurich Awes Financial Management, LLCSince November 2014Christiansted, VI · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Zurich’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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