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Executive Officer, Chief Compliance Officer · Sompo Asset Management Co., LTD.

Yoshihisa N. Sato

CRD 7728367 · Named on Form ADV at one SEC-registered adviser

At a glance

Sompo Asset Management Co., LTD., an SEC-registered asset manager based in Tokyo, Japan with $25.4 billion in regulatory assets, lists Yoshihisa N. Sato on its Form ADV as Executive Officer, Chief Compliance Officer, a control person.

Firms and roles

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Yoshihisa’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings (9)

4 more people named with Yoshihisa on the same filings, with titles and firms. Free in Atlas with a free account.

See all 9 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yoshihisa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.