Investment adviser representative · Shalom Global Capital Group LLC
Yi Ching Tsai
CRD 3130054 · San Jose, CA
At a glance
Yi Ching Tsai is an investment adviser representative with Shalom Global Capital Group LLC in San Jose, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Yi Ching’s SEC record dates to 2004, about 22 years ago.
Current advisory firm
- Shalom Global Capital Group LLCSince June 2020San Jose, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Yi’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.