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Chief Compliance Officer and Sole Member · 1n Capital, LLC

Yen Wu

CRD 5393970 · Named on Form ADV at one SEC-registered adviser

At a glance

1n Capital, LLC, an SEC-registered wealth manager with $136 million in regulatory assets, lists Yen Wu on its Form ADV as Chief Compliance Officer and Sole Member, a control person.

Firms and roles

  • 1n Capital, LLCChief Compliance Officer and Sole MemberWealth manager · United States · $136M in regulatory assets

AtlasMembers

Yen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.