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Managing Member & Chief Compliance Officer · KW Wealth Management LLC

Yee K. Wan

CRD 3078166 · Named on Form ADV at one SEC-registered adviser

At a glance

KW Wealth Management LLC, an SEC-registered wealth manager with $122 million in regulatory assets, lists Yee K. Wan on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • KW Wealth Management LLCManaging Member & Chief Compliance OfficerWealth manager · United States · $122M in regulatory assets

AtlasMembers

Yee’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yee’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.