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Chief Compliance Officer · Wafd Wealth, Inc

Yana E. Soriano

CRD 8195654 · Named on Form ADV at one SEC-registered adviser

At a glance

Wafd Wealth, Inc, an SEC-registered wealth manager based in Seattle, WA with $348 million in regulatory assets, lists Yana E. Soriano on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • Wafd Wealth, IncChief Compliance OfficerWealth manager · Seattle, WA · $348M in regulatory assets

AtlasMembers

Yana’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yana’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.