Chief Compliance Officer · Dafna Capital Management, LLC
Xun Lin
CRD 6931171 · Named on Form ADV at one SEC-registered adviser
At a glance
Dafna Capital Management, LLC, an SEC-registered private fund adviser based in LOS Angeles, CA with $645 million in regulatory assets, lists Xun Lin on its Form ADV as Chief Compliance Officer.
Firms and roles
- Dafna Capital Management, LLCChief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $645M in regulatory assets
AtlasMembers
Xun’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nathan FischelChief Executive Officer, Dafna Capital Management, LLC
- Fariba F. GhodsianChief Investment Officer, Dafna Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Xun’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.