Owner · SFG Wealth Management
William R. Swartz
CRD 2348798 · Named on Form ADV at one SEC-registered adviser
At a glance
SFG Wealth Management, an SEC-registered wealth manager based in Towson, MD with $760 million in regulatory assets, lists William R. Swartz on its Form ADV as Owner, a control person.
Firms and roles
- SFG Wealth ManagementOwnerWealth manager · Towson, MD · $760M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lawrence N. LeitchChief Executive Officer, SFG Wealth Management
- Christina M. HorcharChief Operating Officer, SFG Wealth Management
- Timothy W. CarneChief Compliance Officer, SFG Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.