Adviser and broker representative · Vanguard Advisers, Inc.
William R. Puggini
CRD 5585291 · Scottsdale, AZ
At a glance
William R. Puggini is an investment adviser representative with Vanguard Advisers, Inc. in Scottsdale, AZ, according to the SEC’s Investment Adviser Public Disclosure records. William is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Vanguard Advisers, Inc.Since December 2025Scottsdale, AZ · $345B in regulatory assets
SEC adviser record
- Registered since
- 2025
- Designations
- Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
William’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.