Adviser and broker representative · Charles Schwab & Co., Inc.
William K. Kaiser
CRD 2197075 · Westlake, TX
At a glance
William K. Kaiser is an investment adviser representative with Charles Schwab & Co., Inc. in Westlake, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on William’s SEC record dates to 2002, about 24 years ago. William is also registered as a broker representative. Designations on file: Certified Financial Planner, Personal Financial Specialist.
Current advisory firm
- Charles Schwab & Co., Inc.Since July 2021Westlake, TX · $0M in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Certified Financial Planner, Personal Financial Specialist
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
William’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 7 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.