Chief Financial Officer and CCO · Ballast Asset Management
William G. Hardy
CRD 6758368 · Named on Form ADV at one SEC-registered adviser
At a glance
Ballast Asset Management, an SEC-registered asset manager based in Dallas, TX with $221 million in regulatory assets, lists William G. Hardy on its Form ADV as Chief Financial Officer and CCO, a control person.
Firms and roles
- Ballast Asset ManagementChief Financial Officer and CCOAsset manager · Dallas, TX · $221M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Ragen R StienkeManaging Partner, Ballast Asset Management
- Stefanie KennedyCCO, Ballast Asset Management
- Jai K. SinghaniaCo-Portfolio Manager, Ballast Asset Management
- Thomas W FogartyCo-Portfolio Manager, Ballast Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.