Director · BMO Nesbitt Burns Securities LTD.
William A. Brown
CRD 3144046 · Named on Form ADV at one SEC-registered adviser
At a glance
BMO Nesbitt Burns Securities LTD., an SEC-registered broker-dealer firm based in Toronto, Ontario, Canada with $1.2 billion in regulatory assets, lists William A. Brown on its Form ADV as Director, a control person.
Firms and roles
- BMO Nesbitt Burns Securities LTD.DirectorBroker-dealer firm · Toronto, Ontario, Canada · $1.2B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Bruce A. FermanChairman of the Board, BMO Nesbitt Burns Securities LTD.
- Devanand N. PersaudPresident, BMO Nesbitt Burns Securities LTD.
- Stephen M. GigliottiChief Compliance Officer, BMO Nesbitt Burns Securities LTD.
- Ian K. NarineCFO, BMO Nesbitt Burns Securities LTD.
- Stephanie A. LakeDirector, BMO Nesbitt Burns Securities LTD.
1 more person named with William on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.