Director · Pear Tree Advisors, Inc.
Willard Lee Umphrey
CRD 451556 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Pear Tree Advisors, Inc., an SEC-registered asset manager based in Lincoln, MA with $2.6 billion in regulatory assets, lists Willard Lee Umphrey on its Form ADV as Director, a control person. The SEC filings also name Willard at 1 other registered adviser.
Firms and roles
- Pear Tree Advisors, Inc.DirectorAsset manager · Lincoln, MA · $2.6B in regulatory assets
- U. S. Boston Capital CorporationDirectorBroker-dealer firm · Lincoln, MA · $360M in regulatory assets
AtlasMembers
Willard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Willard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Leon OkurowskiDirector, Vice President, Treasurer and Clerk, Pear Tree Advisors, Inc.
- Anne M. UmphreyOwner, Pear Tree Advisors, Inc.
- Lawrie W. OkurowskiOwner, Pear Tree Advisors, Inc.
- Deborah Anne KessingerChief Compliance Officer, Pear Tree Advisors, Inc.
- Marc L. GriffinPresident, Pear Tree Advisors, Inc.
2 more people named with Willard on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Willard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.