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Managing Member/chief Executive Offer//chief Compliance Officer · Kotys Wealth Professionals

Wesley M. Kotys

CRD 4051934 · Named on Form ADV at one SEC-registered adviser

At a glance

Kotys Wealth Professionals, an SEC-registered wealth manager based in Valparaiso, IN with $308 million in regulatory assets, lists Wesley M. Kotys on its Form ADV as Managing Member/chief Executive Offer//chief Compliance Officer, a control person.

Firms and roles

  • Kotys Wealth ProfessionalsManaging Member/chief Executive Offer//chief Compliance OfficerWealth manager · Valparaiso, IN · $308M in regulatory assets

AtlasMembers

Wesley’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wesley’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.