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Chief Compliance Officer · 442 Capital PTY LTD

Wendy L. Pfeiffer

CRD 8118874 · Named on Form ADV at one SEC-registered adviser

At a glance

442 Capital PTY LTD, an SEC-registered private fund adviser based in Melbourne, Australia with $225 million in regulatory assets, lists Wendy L. Pfeiffer on its Form ADV as Chief Compliance Officer.

Firms and roles

  • 442 Capital PTY LTDChief Compliance OfficerPrivate fund adviser · Melbourne, Australia · $225M in regulatory assets

AtlasMembers

Wendy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wendy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.