Co-President · Endicott Group
Wayne K. Goldstein
CRD 1253858 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Endicott Group, an SEC-registered private fund adviser based in New York, NY with $51 million in regulatory assets, lists Wayne K. Goldstein on its Form ADV as Co-President, a control person. The SEC filings also name Wayne at 1 other registered adviser.
Firms and roles
- Endicott GroupCo-PresidentPrivate fund adviser · New York, NY · $51M in regulatory assets
- Endicott CapitalManaging MemberPrivate fund adviser · New York, NY · $453M in regulatory assets
AtlasMembers
Wayne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert I. UsdanCo-President, Endicott Group
- Bradley E. ManeelyChief Financial Officer/chief Compliance Officer, Endicott Group
- Michael A. ChinnManaging Member, Endicott Capital
- William PappasManaging Member, Endicott Capital
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.