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General Counsel and Chief Compliance Officer · Gridline

Wallis K. Finger

CRD 7530982 · Named on Form ADV at one SEC-registered adviser

At a glance

Gridline, an SEC-registered private fund adviser based in Atlanta, GA with $332 million in regulatory assets, lists Wallis K. Finger on its Form ADV as General Counsel and Chief Compliance Officer, a control person.

Firms and roles

  • GridlineGeneral Counsel and Chief Compliance OfficerPrivate fund adviser · Atlanta, GA · $332M in regulatory assets

AtlasMembers

Wallis’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wallis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.