Chief Financial Officer and Chief Compliance Officer · Troob Capital Management LLC
Vincent J. Mazziotta
CRD 6316383 · Named on Form ADV at one SEC-registered adviser
At a glance
Troob Capital Management LLC, an SEC-registered private fund adviser based in RYE Brook, NY with $538 million in regulatory assets, lists Vincent J. Mazziotta on its Form ADV as Chief Financial Officer and Chief Compliance Officer, a control person.
Firms and roles
- Troob Capital Management LLCChief Financial Officer and Chief Compliance OfficerPrivate fund adviser · RYE Brook, NY · $538M in regulatory assets
AtlasMembers
Vincent’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Peter J. TroobManaging Member, Troob Capital Management LLC
- Douglas M. TroobManaging Member, Troob Capital Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vincent’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.