Adviser and broker representative · Cambridge Investment Research Advisors, Inc.
Vincent J. Klein
CRD 6405729 · Chesterfield, MO
At a glance
Vincent J. Klein is an investment adviser representative with Cambridge Investment Research Advisors, Inc. in Chesterfield, MO, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Vincent’s SEC record dates to 2014, about 11 years ago. Vincent is also registered as a broker representative.
Current advisory firm
- Cambridge Investment Research Advisors, Inc.Since August 2024Chesterfield, MO · $139B in regulatory assets
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Vincent’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.