Adviser and broker representative · Raymond James & Associates, Inc.
Tyson A. Phillips
CRD 3192288 · Salt Lake City, UT
At a glance
Tyson A. Phillips is an investment adviser representative with Raymond James & Associates, Inc. in Salt Lake City, UT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tyson’s SEC record dates to 2004, about 22 years ago. Tyson is also registered as a broker representative.
Current advisory firm
- Raymond James & Associates, Inc.Since December 2019Salt Lake City, UT · $501B in regulatory assets
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- None on file
- Exams
- Series 63, Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tyson’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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