Adviser and broker representative · Morgan Stanley
Tricia L. Uttech
CRD 2912155 · Milwaukee, WI
At a glance
Tricia L. Uttech is an investment adviser representative with Morgan Stanley in Milwaukee, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Tricia’s SEC record dates to 1998, about 28 years ago. Tricia is also registered as a broker representative.
Current advisory firm
- Morgan StanleySince June 2009Milwaukee, WI · $1.96T in regulatory assets
SEC adviser record
- Registered since
- 1998 (28 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Tricia’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.