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Trustee · Provenio Capital

Tracy S. Murphy

CRD 6694355 · Named on Form ADV at one SEC-registered adviser

At a glance

Provenio Capital, an SEC-registered wealth manager based in Newport Beach, CA with $1.6 billion in regulatory assets, lists Tracy S. Murphy on its Form ADV as Trustee, a control person.

Firms and roles

  • Provenio CapitalTrusteeWealth manager · Newport Beach, CA · $1.6B in regulatory assets

AtlasMembers

Tracy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Reshma B PatelSenior Vice President of Operations and Chief Compliance Officer, Provenio Capital
  • Benjamin P. DurrantMember, Co-Founder and Chief Investment Officer, Provenio Capital
  • Kevin M. MurphyMember, Co-Founder and Chief Executive Officer, Provenio Capital
  • Jeremy D. ChusedSenior Vice President of Investment Operations, Provenio Capital

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tracy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.