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Vice President, Deputy General Counsel and Chief Compliance Officer · 40/86 Advisors, Inc.

Tony A. Neuhoff

CRD 7880761 · Named on Form ADV at one SEC-registered adviser

At a glance

40/86 Advisors, Inc., an SEC-registered asset manager based in Carmel, IN with $30.5 billion in regulatory assets, lists Tony A. Neuhoff on its Form ADV as Vice President, Deputy General Counsel and Chief Compliance Officer, a control person.

Firms and roles

  • 40/86 Advisors, Inc.Vice President, Deputy General Counsel and Chief Compliance OfficerAsset manager · Carmel, IN · $30B in regulatory assets

AtlasMembers

Tony’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric R. JohnsonDirector, President and Chief Investment Officer, 40/86 Advisors, Inc.
  • Richard W. BurkeSenior Vice President, Chief Information Officer, 40/86 Advisors, Inc.
  • Jesse E. HorsfallSenior Vice President, Portfolio Management, 40/86 Advisors, Inc.
  • Paul H. McDonoughDirector, Executive Vice President and Chief Financial Officer, 40/86 Advisors, Inc.
  • Zandra M. De HaaiSenior Vice President, Fixed Income Research, 40/86 Advisors, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.