Interim Chief Compliance Officer · Ruffer LLP
Tony J. Allen
CRD 7714114 · Named on Form ADV at one SEC-registered adviser
At a glance
Ruffer LLP, an SEC-registered private fund adviser based in London, United Kingdom with $24.9 billion in regulatory assets, lists Tony J. Allen on its Form ADV as Interim Chief Compliance Officer.
Firms and roles
- Ruffer LLPInterim Chief Compliance OfficerPrivate fund adviser · London, United Kingdom · $25B in regulatory assets
AtlasMembers
Tony’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings (10)
- Fleur MeijsNon-Executive Director and Board Member, Ruffer LLP
- Henry J. MaxeyExecutive Chairman, Chief Investment Officer and Board Member (and Partner ), Ruffer LLP
- Campbell D. FlemingNon-Executive Director and Board Member, Ruffer LLP
- Christopher BaconChief Executive Officer and Board Member (and Partner), Ruffer LLP
- Miranda J. BestDeputy CEO and Board Member (and Partner), Ruffer LLP
5 more people named with Tony on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.