Chief Compliance Officer · Vestgen Advisors, LLC
Timothy B. Woods
CRD 4428777 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Vestgen Advisors, LLC, an SEC-registered wealth manager based in Chicago, IL with $6.7 billion in regulatory assets, lists Timothy B. Woods on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Timothy at 1 other registered adviser.
Firms and roles
- Vestgen Advisors, LLCChief Compliance OfficerWealth manager · Chicago, IL · $6.7B in regulatory assets
- Vestgen Investment ManagementChief Legal CounselAsset manager · EGG Harbor TWP., NJ · $787M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Ferian NickelsonChief Operating Officer, Vestgen Advisors, LLC
- Thomas J. EricsonSenior Compliance Officer, Vestgen Advisors, LLC
- Donald WilliamsDirector, Operations, Vestgen Advisors, LLC
- Cathleen SayersDirector, Operations, Vestgen Advisors, LLC
- Jason HanavanChief Executive Officer, Vestgen Wealth Partners Holdings, LLC, Vestgen Advisors, LLC
3 more people named with Timothy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.