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Chief Compliance Officer/ceo/cio//managing Member · T&t Capital Management

Timothy P Travis

CRD 4698981 · Named on Form ADV at one SEC-registered adviser

At a glance

T&t Capital Management, an SEC-registered wealth manager with $190 million in regulatory assets, lists Timothy P Travis on its Form ADV as Chief Compliance Officer/ceo/cio//managing Member, a control person.

Firms and roles

  • T&t Capital ManagementChief Compliance Officer/ceo/cio//managing MemberWealth manager · United States · $190M in regulatory assets

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.