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SVP, Finance and Operations; Chief Compliance Officer · Broadview Management, LLC

Timothy J. Oconnell

CRD 6710893 · Named on Form ADV at one SEC-registered adviser

At a glance

Broadview Management, LLC, an SEC-registered private fund adviser based in St. Louis, MO with $330 million in regulatory assets, lists Timothy J. Oconnell on its Form ADV as SVP, Finance and Operations; Chief Compliance Officer, a control person.

Firms and roles

  • Broadview Management, LLCSVP, Finance and Operations; Chief Compliance OfficerPrivate fund adviser · St. Louis, MO · $330M in regulatory assets

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.