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Chief Executive Officer, Chief Investment Officer & Chief Compliance Officer, Principal · Pointer Financial Advisors LLC

Timothy N. Mudd

CRD 2521026 · Named on Form ADV at one SEC-registered adviser

At a glance

Pointer Financial Advisors LLC, an SEC-registered wealth manager based in Columbia, MD with $176 million in regulatory assets, lists Timothy N. Mudd on its Form ADV as Chief Executive Officer, Chief Investment Officer & Chief Compliance Officer, Principal, a control person.

Firms and roles

  • Pointer Financial Advisors LLCChief Executive Officer, Chief Investment Officer & Chief Compliance Officer, PrincipalWealth manager · Columbia, MD · $176M in regulatory assets

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.