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Majority Shareholder · Applewhite & Buys Financial Advisors

Timothy A. Buys

CRD 6709811 · Named on Form ADV at one SEC-registered adviser

At a glance

Applewhite & Buys Financial Advisors, an SEC-registered wealth manager based in Dallas, TX with $153 million in regulatory assets, lists Timothy A. Buys on its Form ADV as Majority Shareholder, a control person.

Firms and roles

AtlasMembers

Timothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joseph P. ApplewhitePresident/chief Compliance Officer/managing Member, Applewhite & Buys Financial Advisors

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.