Chief Compliance Officer · Excomp Asset Management LTD
Timothy D. Atkinson
CRD 1694708 · Named on Form ADV at one SEC-registered adviser
At a glance
Excomp Asset Management LTD, an SEC-registered wealth manager based in Melville, NY with $140 million in regulatory assets, lists Timothy D. Atkinson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Excomp Asset Management LTDChief Compliance OfficerWealth manager · Melville, NY · $140M in regulatory assets
AtlasMembers
Timothy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Timothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.